Ethics: Basic Concepts
(Handout 1)
1. 'Ethics' has two senses:
one loose and popular, the other precise and academic.
(a) Ethics = Morals
- DEFN: Ethics are standards of conduct that govern human
interactions based on human interests.
- Standards are expressed in moral principles (handout
2)
or rules usually stated in conditional claims or imperatives guiding
actions. Principles follow from human interests
and
are designed to protect and preserve moral values or
ideals that,
when cultivated, promote human flourishing. Moral issues are
subjects of moral controversy given human moral interests and values.
- Standards are also expressed in moral judgments that
state positions about moral issues. Such
judgments are always the reasoned conclusions of arguments for accepting
positions
about
a moral issue. Judgments
are normative, evaluative: they tell us
what we should or should not do. When generalized, judgments can become principles restricting or recommending actions.
- Proscriptions
- "Be honest."
- "Don't steal."
- "Never harm the innocent."
- Prescriptions
- "Maximize happiness, minimize suffering."
- "Respect persons."
- "Distribute equally benefits and harms."
- "Do for others what you would have them
do for you."
- Merely asserting moral principles
or judgments is not enough if you want others to respect
your evaluations.
Your sincerity or certainty are never sufficient to justify
your beliefs to others. One needs to go beyond personal
opinions or gut-feelings when
judging issues. In ethics, one does this by producing
rational reasons which support whatever standards one
proposes.
Just saying that "Killing
is wrong," does not make it so.
(b) Ethics = Moral Philosophy
- DEFN: Ethics is the formal examination of moral principles, their justifications, and judgments which follow from accepting
them. Moral philosophy
examines answers to basic questions about the good life, about what
is
better and worse, about whether there is any objective right and wrong,
and how we know it if there is.
- Two branches:
- Applied Ethics:
main goal is to determine right from wrong, decide what is good and
bad, justify moral conduct, and prescribe human behavior...uses
ethical
theory and philosophical analysis to solve real-world problems.
- The practice of applied or normative ethics is evaluative and not simply
descriptive because it grounds or justifies its judgments
in certain standards (norms) or values. Unlike factual claims,
ethical claims are typically evaluative, not descriptive.
- descriptive claims ≠ prescriptive
or evaluative
- Descriptive (factual) claims state factual beliefs:
"Smoking can cause cancer." "Capital punishment
deters violent crime." "Abortion is the termination
of a pregnancy." "Most Americans oppose same-sex
marriage." The sciences, mathematics, engineering,
medicine, economics,
etc.
give us descriptive
judgments.
- Normative (moral) claims state value-judgments:
"Smoking makes you cough and stink and die."
"Capital punishment is cruel." "Abortion
is murder." "Same-sex marriage harms straight-marriage."
- ethical claims and moral judgments are evaluative
because they place a negative or positive value on an
action or practice or policy...
- Conventional rules are rarely adequate for modern societies. Why
isn't the
Golden Rule good enough?
- In a culturally diverse society, people will not want
to be treated as you want to be treated.
- You will not want to treat others as they expect to be
treated.
- Without a good set of reasons for following this (or any
rule) few will be inclined to follow it.
- However much one
may assert whatever people should or should not do, just
insisting on it fails to convince people
to
do good
and
stop
harm.
- Theoretical or meta-ethics:
beyond evaluations and applications, theorists analyze concepts
and
calibrate meanings of ethical terms and claims: right,
wrong, good, bad, "morally
justified", "ethically permissible", "Do the
right thing!"
-theorizing informs and is based upon practice, practice grounds
and is guided by theory...
- An ETHICAL THEORY is a systematic
exposition and analysis (breakdown) of a view about what is the
nature and basis of right and wrong. Such a theory provides
- NORMS (standards or VALUES) for judging actions and
the reasoning behind them.
- PRINCIPLES (guidelines or rules) that respect,
incorporate and preserve values.
- METHODS (models, definitions)
for deciding in particular cases which action should be
chosen and
carried out.
- Thus, an ethical theory is an internally consistent fairly comprehensive
account of what morality is and when and why it merits our acceptance
and support.
2. Why study Ethics? Who cares?
- Moral problems give us reasons for concern and action and Ethics
resolves questions and conflicts about right and wrong, duty and obligation,
and moral
responsibility. Practicing ethics (thinking and deciding about right and wrong and then trying to act accordingly) does not demand that we be
saints or pure of heart, it requires that we be minimally decent
and considerate of the vital interests of others.
- We AGREE that some behaviors and attitudes are simply wrong. Stealing, child abuse, rape, prejudice, greed, indifference,
adultery, racism, genocide, hate-crime are common yet we want these activities to stop.
- We DISAGREE about many serious social issues that we do seek to resolve,
and we want answers: - Is the death penalty homicide or just desserts?
- Is an unnecessary abortion permissible or is it murder (unjustifiable
homicide)? - Is lying to protect one's family from embarrassment
unacceptable or is it compassionate?
- Sometimes we must make difficult choices which affect our lives and
the lives of those we care about: Is it wrong for me to lie in my
interview so long as I get the job? Should we spoil or spank our kids?
Should we tell a supervisor or family member about someone's illicit drug
use? Do I help my seriously ill father with no hope of recovery end his
life or do I counsel him to stick with it until the horrible end?
3. Moral standards of conduct, as opposed to non-moral standards,
- guide behavior that has serious consequences for human
welfare;
- take priority over other non-moral standards;
- are generally acceptable if they have adequate, justifiable reasons
to support them.
4. Being moral is not merely complying with authority or conforming to conventions.
- Is being moral = being polite?
- Is being moral = being professional?
- Is being moral = being law-abiding?
EXERCISE: Show that some legal actions are immoral ...
and that some moral acts are illegal.
- Whatever is legal is not necessarily ethical:
laws codify a society's customs, rules and moral values but moral
concerns transcend
laws.
- Statutes
are laws enacted by legislative bodies.
- Regulations govern conduct by setting up legally binding
procedures and rules.
- Common
law refers to collected legal opinions expressing the
basis of decisions in specific court cases in the English-speaking
world.
- Constitutional
law refers to court rulings based on the consistency
of any law with the U.S. constitution.
- Dred Scott
v. Sandford (1857) - no people of African descent, free or slave, can be citizens of the U.S., so don't have Constitutional rights - overruled in 1868
- Pace v. Alabama (1883) - state anti-miscegenation statutes that forbid sex or marriage between blacks and whites are constitutional - overturned in 1964, 1967
- Plessy v. Ferguson (1896) - private businesses may practice racial-segregation under "separate but equal" doctrine - overturned in 1954
- Buck v. Bell (1927) - permits compulsory sterilization of the mentally disabled for the protection of the state - repealed in VA in 1924
- Korematsu
v. United States (1944) - ordered that Japanese-Americans into internment camps - overturned 1983
- Bowers v. Hardwick (1986) - permits State anti-sodomy laws that forbid oral or anal sex between consenting adults regardless of the sexual orientation - overruled 2003
- Selected Historic Decisions by Topic of the U.S. Supreme Court here
- Supreme Court of the United States website - go here for most recent decisions
5. Being moral implies behaving in a manner consistent with
human interests.
Moral concerns precede, motivate & override legal or professional
restrictions because laws and codes protect and serve human interests.
- "A moral person is one who knows the good, desires
the good, does the good."
6. Accepting a moral principle means being motivated to conform
one's conduct to that principle.
- People who practice fidelity, loyalty, generosity forgiveness, kindness believe such actions are righteous.
- Violating a principle sometimes bothers one's conscience (internalized ethical values and standards).
But conscience is not a reliable or precise guide to right and wrong.
- Sometimes conscience is no help.
- Often following one's conscience is biased in our favor against
others, or is poorly informed.
- Too often conscience and self-interest conflict.
- ∴ Following one's conscience ≠ being moral
7. The purpose of morality is to make social existence
possible by restraining purely self-interested behavior.
For instance, Hobbes Ethical Theory makes the case that people
actually have good self-interested reasons for not being so selfish...
- As we age our moral sense matures. Rules are for
children; Laws are
for adolescents; Principles are for adults.
8. Moral reasoning examines
reasons and arguments for moral conclusions about ethical issues.
- An argument is a collection of claims
intended to establish a definite conclusion.
- An argument is good if and only if its CONCLUSION is true because its
assumptions are true.
- SUPPORT moral conclusions or JUDGMENTS (evaluations) with moral arguments...
- Moral principles connect values,
facts and other assumptions to judgments about issues
- Use principles to justify judgments (i.e., any conclusion we accept
as a result of moral reasoning).
- Test principles against plausible imaginary situations or real-world
cases; then revise or reject them.
9. Two requirements for moral reasoning: Principles must be consistently
and generally applied.
1. Moral judgments and principles must be consistent with each
other and with any other principles and values a person holds.
- Principle: "Always obey one's employer."
Judgment: "It is wrong to disobey an employer whom one has contractually
agreed to obey."
- Principle: "Never endanger people's lives."
Judgment: "It is wrong to help someone who is endangering people's lives."
CASE: My employer insists that I work on a project that will
result in the deaths of several innocent people.
PROBLEM: My particular situation shows that these two moral
standards are really inconsistent: EITHER I obey my employer and remain
loyal OR I disobey my employer and do not help him endanger people's
lives.
I cannot comply with both (1) and (2), so I have to revise
or reject at least one of the standards I wanted to accept.
RESOLUTION: New principle: "Orders of employers have to
be obeyed EXCEPT when they threaten human life."
- Use COUNTER-EXAMPLES as instances of conditional statements
being false - they describe exceptional cases indicating a principle
needs refining or rejecting.
- "If a supervisor tells one to do X, then one should
do X," is too broad and excuses much harm - instead
refine it: "Obey only lawful orders," is
better, because it does not allow for immoral, unlawful orders.
- "Never kill," is too broad and does not allow for war or
self-defense or justifiable punishment, but: "Never kill an
innocent," is
better, because it is more specific, but "only kill criminals" is too narrow.
- "Always give to charities," is too much of
a burden on society; "Give to charities when one
can afford to do so," is
doable and realistic.
2. Moral judgments must be applied consistently to all, including oneself.
If I judge that a person is morally justified in doing A in circumstances
C, then I must accept that it is morally justified for any other person
to perform any act relevantly similar to A, in any circumstances relevantly
similar to C.
METHOD: Assess facts, test principles, and evaluate judgments in
the light of reasonable objections.
RESULT: Abandon or modify the principle, alter the judgment, or
show how apparently exceptional cases are still covered by the principle.
- Analyze cases and sample moral arguments in the text and identify
alleged facts,
moral principles and other presumptions, and specify the moral conclusion (i.e.
a judgment about the issue or subject of controversy)...
11. Meta-Ethics and
theories are tools for analyzing moral
dilemmas: use this chart
to sort ethical theories.
12. Who
decides right from wrong, the good from the bad? From where
do moral standards come?
Traditional answers fail us, but we must distinguish
origin questions - from where does the concept of right and wrong come? - and justification questions - what makes an action right or wrong? Explanations, while interesting, are irrelevant to reasoning about what one should or should not do.
13. Why does thinking about ethics matter?
1. Ethical challenges happen more often than you expect – Courses in ethics where one does not consider real-world problems or courses where one just learns business practices or legal rules don't prepare us for resolving ethical dilemmas.
"Most of us don’t spend much time thinking about ethical dilemmas because we think they only happen to the top management, or that they will be easy to spot given how significant they seem to be in the Wall Street Journal. The truth is that you’ll likely be faced with ethical challenges quite often. The journey to moral bankruptcy, after all, isn’t one giant leap, it’s a series of small steps.
The way to avoid this is to think ahead about where your line in the sand should be drawn so that you know you are heading in the wrong direction if you approach this line. Also find a mentor or group of people who will tell you the truth and help guide you."
2. My actions in ethical dilemmas have consequences – Even when you are doing the right thing your decisions have consequences.
There are lots of studies indicating that whistle blowers are likely to suffer from retaliation and often leave their jobs involuntarily. This doesn’t mean that you shouldn’t do the right thing – in fact it is your fiduciary responsibility to do so. Just expect that sometimes the right thing is painful – that’s why it’s called the “harder right” versus the “easier wrong.” In many moral dilemmas, the least bad option is often the best one can do. Consider the Wikileaks controversies ...
3. The whole truth is an illusion – You will almost never know the whole truth, so don’t pretend that you do or that you will. Our perceptions of the world are clouded by our own subjectivity and by our interpretation of information. This shouldn’t stop you from making a decision. There are no purely subjective or totally judgments, strive to make your judgments more objective than subjective. Consider evidence that supports your view no less important than evidence which challenges it, then decide, and be prepared to change your mind if the preponderance of evidence favors a contrary position.
Analysis paralysis describes the situation where the deeper you dig into a topic the more questions you have. As a rule of thumb, don’t make decisions with only 10 percent of the available information – but don’t expect to have more than 75 percent before a timely decision is required. Most importantly, be humble in your decisions and opinions because of this fact, but stand by them until proven wrong by more information."
Source: Marty Abbott and Michael Fisher, authors of The Art of Scalability
