CALIFORNIA STATE UNIVERSITY, SACRAMENTO

PPA 270:

Introduction to Collaborative Policy Making

Fall, 2005

Professor Ted Lascher                                            Meeting time and place:
3035 Tahoe                                                                 Tuesdays, 6-8:50, Alpine 205
278-4864 (office)                                                     
(530)400-5688 (cell-                                                 Office hours: Tuesdays/Thursdays
   no calls after 9:00 p.m.)                                           4:30-5:45, and by appointment
tedl@csus.edu

OVERVIEW

This seminar is designed to explore and understand the collaborative approach to policy making and governance.  Consideration will be given to how this new form and practice is being used to break out of traditional “wicked” policy controversies and produce policy innovations and sometimes consensus for action. The seminar will explore the theory on which collaborative decision making is based and the benefits a collaborative approach may provide.  Particular attention will be given to the importance of deliberation, narrative analysis, and issue framing.  The course will also consider various challenges to collaborative governance such as legal structures that may discourage it, the danger of cooptation, and the inattention of the mass public.  Extensive use will be made of case studies of both effective and ineffective efforts at collaboration.

SPECIFIC LEARNING GOALS

At the end of PPA 270 it is expected that students will understand:

  1. The assumptions and prerequisites of collaborative policy making.
  2. Methods of narrative and frame analysis.
  3. How to assess when collaborative policy tools may be appropriate.
  4. The range of tools for collaborative policy making.
  5. The institutional and policy systems that promote or discourage collaborative policy methods.
  6. The practical challenges to collaborative methods in practice.

CONDUCT OF THE SEMINAR

This seminar will rely heavily on student participation both to explore the intellectual content and practice the interactive methods of deliberative policy analysis and collaborative policy-making. Regular use will be made of participant exercises prepared in advance of seminar sessions to apply the methods for the seminar discussions. Students may be asked to take the lead in facilitating class discussions. To be successful, students will need to read class materials prior to class, prepare for the exercises, and engage fully in each session.

READINGS

Four books and a short course reader are required and may be purchased at the Hornet Bookstore.  The books are as follows:

Hajer, Maarten, and Hendrik Wagenaar, eds. 2003. Deliberative Policy Analysis: Understanding Governance in the Network Society.  Cambridge: Cambridge University Press.

Hibbing, John R., and Elizabeth Theiss-Morse. 2002. Stealth Democracy: Americans’ Beliefs about How Government Should Work. Cambridge: Cambridge University Press.

Lakoff, George. 2004. Don’t Think of an Elephant!  Know Your Values and Frame the Debate.  White River Junction, Vermont: Chelsea Green Publishing Company.

Roe, Emory. 1994.  Narrative Policy Analysis: Theory and Practice.  Durham: Duke University Press.

Additionally, there are a few required articles that may be downloaded for free from the Center for Collaborative Policy Making’s Web site, www.csus.edu/ccp

ASSIGNMENTS AND GRADING

There will be one short paper early in the semester, requiring you to apply the tools of collaborative analysis.  There will also be a take home mid-term examination, and an in-class final examination.  Additionally, there will be a major group project in which students apply the tools of collaborative policy making to a current policy issue; instructions for this assignment will be distributed during the first half of the semester.  Assignment due dates are specified in this syllabus.

Course grades will be determined in accordance with the following weights:

Group project                                                             25%
Final exam                                                                 25%
Class participation                                                    20%
Midterm exam                                                           15%
Paper                                                                         15%

MAKE-UP ASSIGNMENTS AND MISSED CLASSES

Except under unusual circumstances, late assignments will not be accepted.  At my discretion, a student who misses a deadline may be given a make-up assignment.  Whether or not a penalty will be assessed depends on the reason (e.g., a family emergency constitutes a good reason; a competing requirement for another course does not). 

You should inform me prior to class if you must miss class on a specific day.  Except under very unusual circumstances, a student who misses three classes will be penalized one entire grade (e.g., a B+ for the course will become a C+), and a student who misses more than three classes will receive a failing grade.

CLASS SCHEDULE

AUGUST 30. Introduction
 
Read:  “Public Conversations and Legislative Deliberations: Oregon’s GovernorBarbara Roberts Takes on Fiscal Reform,” Kennedy School of Government Case Study, Harvard University, C-16-94-1235 (regular case plus sequel)
 
Important note: To be down-loaded from the KSG Case Program; instructions to be provided
 
SEPTEMBER 6. The Theory of Deliberative Policy Analysis and Collaborative Policy Making
 
Read: Editors’ introduction, Deliberative Policy Analysis; Judith E. Innes and David E.  Booher, “Collaborative Policymaking: Governance through Dialogue,” in Deliberative Policy Analysis
 
Guest Speaker: David Booher, CCP
 
SEPTEMBER 13. Tools: Analyzing Narratives and Stories, Part 1
 
Read: Roe, Narrative Policy Analysis, intro., chapters 2-3 and Appendix 1-3
 
SEPTEMBER 20. Tools: Analyzing Narrative and Stories, Part 2:
 
Paper on collaborative tools due
 
Read: Roe, chapter 6, conclusion; Jennifer Dodge, Sonia M. Ospina, and Erica Gabrielle Foldy, “Integrating Rigor and Relevance in Public Administration Scholarship: The Contribution of Narrative Inquiry,” in course reader
 
SEPTEMBER 27. Assessing Frames, Part 1: What Is a Frame? Why do Frames Matter?
 
Read: Lakoff, Don’t Think of an Elephant!, chapters 1-6 (skim remainder); Martin Hajer, “A Frame in the Fields: Policymaking and the Reinvention of Politics, in Deliberative Policy Analysis
 
OCTOBER 4. Assessing Frames , Part 2: What Lies under Various Frames?
 
Read: John R. Alford, Carolyn L. Funk, and John, R. Hibbing, “Are Political Orientations Genetically Transmitted?,” in course reader 
 
OCTOBER 11. Pulling the Pieces Together: Elements of a Collaborative Approach
 
Read: DIAD model, Five Stages of Collaborative Decisions on Policy Issues, Conditions Favorable to Initiate an Interest-Based Collaborative, and Conditions for Authentic Dialogue (download from CCP Web site, www.csus.edu/ccp
 
Guest Speaker: Susan Sherry and Sylvia Rodriguez-Sanchez
 
OCTOBER 18. Focus on Evaluating Collaborative Efforts in Practice
 
Take home mid-term exam due
 
Read: William D. Leach, “Is Devolution Democratic? Assessing Collaborative Environmental Management,” download from CCP Web site; Sarah Connick and Judith E. Innes, “Outcomes of Collaborative Water Policy Making: Applying Complexity Thinking to Evaluation,” in course reader
 
Guest Speaker: Bill Leach
 
OCTOBER 25. Group Project Meetings
 
NOVEMBER 1. Challenges: Governance Structures and Laws
 
Read: Lauri Diana Boxer-Macomber, “Too Much Sun?  Emerging Challenges Presented by California & Federal Open Meeting Legislation to Public Policy Consensus-Building Processes,” download from CCP Web site
 
NOVEMBER 8. Challenges: Anti-collaborative Norms and Cultures
 
Read: Judith Innes and Judith Gruber, “Planning Styles in Conflict,” in course reader
 
NOVEMBER 15. Challenges: Pseudo-Collaboration, Cooptation, Well Working Democratic Institutions, etc.
 
Read: Iris Young, “Activist Challenges to Deliberative Democracy;” Michael Walzer, “Deliberation… and What Else?” (download both from http://stellar.mit.edu/S/project/deliberativedemocracy/materials.html)
 
NOVEMBER 22. Challenges: the Willingness of the Public to Get Involved, Part i
Read: Hibbing and Thiess-Morse, Stealth Democracy, chapters 1, 4-6 (skim chapters 2-3)
 
NOVEMBER 29. Challenges: the Willingness of the Public to Get Involved, Part 2
 
Read: Hibbing and Thiess-Morse, Stealth Democracy; chapters 7-9; Douglas Torgeson, “Democracy through Policy Discourse,” in Deliberative Policy Analysis
 
DECEMBER 6. Group Presentations
 
Group project papers due
 
DECEMBER 13: Final exam

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