Because

  How to Analyze and Evaluate Ordinary Reasoning

  Evaluating Principles

 G. Randolph Mayes

 Department of Philosophy

 Sacramento State University

 

Evaluating Principles:  Reliability vs. Truth

Principles are statements, and as such they may reasonably evaluated as either true or false.  The problem is that most principles we use are false.  Consider a fairly straightforward piece of reasoning: 

  • Monty is addicted to cocaine because cocaine is a highly addictive drug and he's been taking it every few days for over a month now.

This rationale, properly reconstructed, would result in a principle something like this:

  • If person x uses highly addictive drug y on a regular basis, then x becomes addicted to y.

It's hard to find a better principle than this one, but it is literally false.  Why?  Well, because the degree of susceptibility to an addictive drug will vary from individual to individual.  Also, people can develop immunities to drug, or even be taking other chemicals that prevent the addictive drug from exerting its effect.

The point here is that almost all principles have exceptions, and in order to show that a principle is false, strictly speaking all you have to do is point out one exception to it.

There are couple of ways to deal with this problem.  One way is to say something like this:  Most principles have exceptions, so to avoid concluding that most of the principles we use are false, we should just be careful to state them in terms of probability.  For example, the principle above should actually be stated as:

  • If person x uses highly addictive drug y on a regular basis, then x is very likely to become addicted to y.

Now that the principle acknowledges that these exceptions exist, the exceptions no longer make the principle false.  Something like this approach can work, but it is very cumbersome to have to write the degree of likelihood into the principle itself. 

A different approach is just to say that the truth of a principle isn't really it's most important property.  Even a literally false principle will be very useful if it doesn't have too many exceptions, and we basically know what those exceptions are.  What really concerns us is the strength or reliability of the principle. 

To make this clear, consider the following reasoning: 

  • Skippy:  Well, I am definitely not going to be getting the flu this winter.  I got a flu shot.

It's hard to say what the proper degree of generality here should be, but let's say this is meant as an expression of confidence in the effectiveness of flu shots in particular, not just any old shot.  Hence, the principle would be:

  • If person x gets a flu shot developed to be effective during period y, then person x does not get the flu during period y.

Of course, this principle is literally false, since flu shots are not perfectly reliable.  But the real question is: How reliable is a flu shot in preventing the flu?  This figure is hard to pin down, because it varies with the year and with the age of the individual.  However, for most people in most years the shot is about 70% effective.  This means that the group of people who get flu shots reduce their risk of getting the flu by about 70%.   In the U.S., about 1 in 3 unvaccinated people get the flu per year.  This means that Skippy has reduced the likelihood of getting the flu from about .33% to .3(.33) @ 10%

So what should we say about Skippy's reasoning?  Basically we should say this:

  • By getting a flu shot you have significantly reduced the likelihood that you are going to get the flu, but there is still about a 10% chance that you will get it, so you shouldn't be quite that confident.

You'll notice that the criticism we are making here is that Skippy's principle is too  weak to support a very high degree of confidence in the conclusion.  If Skippy had said only that he thinks it is very unlikely that he will get the flu this year, we would have no criticism.

This leads us to our next logical error.

Weak Principle

  • Definition:  Using a principle that is not sufficiently reliable to justify the expressed degree of confidence in the conclusion it supports.
  • MOI:  Identify the principle in question and its apparent level of reliability.  Show why you think the author of the reasoning has too much confidence in the conclusion given the reliability of the principle.

Clearly, to do a weak principle analysis properly you will need to provide the rationale, and be sure that your attribution of this principle is charitable.

Example 1

  • District Attorney:  Mr Brumley, I'm going to ask you again to look directly at the defendant.  Are you absolutely certain that he is the man who robbed your drugstore that night 2 years ago?
  • Brumley:  Yes sir, there is not a doubt in my mind.  I recognize his face as clearly as if he had robbed me just this morning.

Analysis: This is a weak principle because it can not justify the absolute confidence with which the conclusion is expressed.  Even someone who is very good at facial recognition can not rule out the possibility that the witness simply looks very much like the individual who robbed the drugstore.  Also, the reliability of this principle depends a great deal on how good ones memory is, and given the 2 year period that has elapsed, it is reasonable to doubt the reliability of Mr. Brumley's memory.

Example 2

  • Seth:  Oh, man, this is great weed, dude. You want a hit?
  • Roger:  You know I don't smoke marijuana.  You do that much longer and pretty soon, you're going to be using really addictive stuff  like meth or cocaine.

Here, Roger is expressing a great deal of confidence in the popular idea that marijuana is a gateway drug.  It's hard to say what level of generality Roger is thinking at, but let's suppose the principle concerns marijuana itself:

  • If person x is a regular user of marijuana, then x will eventually use more addictive drugs.

The truth is that we don't really know how reliable this principle is.  Quite a few studies do show that people who use marijuana are considerably more likely to use harder drugs than people who don't use marijuana.  But few studies suggest that the use of marijuana itself causes one to use harder drugs.  The following analysis would be quite appropriate here:

Analysis

This is a weak principle because it's degree of reliability has not been established scientifically.  Hence, no particular degree of confidence in the conclusion is warranted.

Of course, it would still be open to Roger to argue something like this:  Since nobody knows whether marijuana is a gateway drug, it is better to err on the side of caution and not use it at all.  That argument is based on what has become known as The Precautionary Principle:

  • If x does not have strong evidence regarding the safety of action y, then x should not do y.

Some form of this principle is widely accepted, though its reliability is still debated.

Example 3

  • Uncle Jed died because he choked on a handful of cinnamon jelly beans.

This is an interesting example to think about.  Although choking is the fourth leading cause of accidental death in the United States (there were 4300 deaths attributed to accidental choking in the U.S. in 2003) it is actually a very poor predictor of death. So in fact this principle is very weak.  What's interesting is that we often will not criticize a weak principle as weak if it occurs in an explanation that is appropriate to the context at hand.  Many explanations actually have this property.  For example, we might explain the fact that a person was cured of a particular disease by reference to the treatment he received, even though we know that this treatment is only effective in a small number of cases.  It's true that we would prefer to have a better explanation than this, but that doesn't mean that we can reasonably insist on it.

Example 4

  • I don't think Aunt Myrtle is going to miss Uncle Jed much.  He was getting to be pretty hard to live with.

Analysis

This is a weak principle because the difficulty of living with a person does not reliably predict whether those related to him will miss him when he is dead.  We would need to know many other things, like whether the deceased had other redeeming qualities, or whether the grumpiness itself was particularly troublesome to the spouse or likely to be remembered.

 

Abusing Principles

A preference for evaluating principles in terms of their truth value rather than their reliability is at the heart of a common error in reasoning.  It is known by several different names, but we will call it  Abuse of Principle.  Abuse of Principle is attempting to refute a principle by focusing on a known or irrelevant exception.

Abuse of Principle

Definition: Attempting to refute a principle (or the reasoning that it supports) by showing that it is has exceptions, but giving no reason to believe that the principle is generally unreliable or that the exceptions apply to the particular case at hand.
MOI:  Identify the principle and the alleged exceptions in the absence of reasons for thinking the exceptions cast doubt on the reliability of the principle as stated.

Abuse of Principle is a mistake because showing that a principle has exceptions (and is therefore literally false) is not the same as showing that it is unreliable.  Here are some examples of principle abuse.

Example 1

  • Phyllis:  It says here that college athletes are admitted with much lower average high school GPA's and SAT scores than other students.  To me that isn't fair.
  • Rachel: That's bull.  My roommate Delilah is on a volleyball scholarship. I don't know what her SAT scores were, but she told me she was almost the valedictorian at her high school.

Analysis

The principle here is "If x is a college athlete, then x was subject to lower academic admissions criteria than other students."  Rachel's reaction actually demonstrates a failure to grasp the principle, since it doesn't imply anything about the actual qualifications of particular students. However, it constitutes principle abuse in that Rachel is trying to refute the principle by claiming that Delilah is an exception.  (This example could also be well analyzed as Straw Man.)

 

Example 2

Gizmo:  Look, I've clicked on all those automotive consumer links you sent me and I know they say that Hyundai's have one of the highest customer satisfaction ratings.  But I notice you still aren't driving one, and I personally know two people who hate their Hyundai's: my dad and my wife's boss.  

Analysis

In this example the relevant principle is:  If a product has the strongest consumer ratings, then it is the best product. The speaker identifies two exceptions to this principle apparently believing that this constitutes a basis for rejecting the principle itself. The fact that the speaker personally knows two people who are unhappy with their cars is not a rational basis for believing the principle is unreliable. 

 

Example 3

Cole:  Quit giving me that "Airplanes are safer than cars," crap!  People have been saying that to me all my life.  Well, I'm sorry, but I was in a friggin' 747 when it crash landed!  So unless you've been through something like that, you can keep your travel advice to yourself.

Analysis

 In this example, the relevant principle is "If x is a form of airline travel and y is a form of automobile travel, then x is safer than y."  Cole cites an example of unsafe airline travel as an exception as an attempt to refute the principle.  However, the original principle does not imply that there are no airline crashes.  The fact that Cole was personally almost involved in such an accident does nothing to elevate the likelihood of an airplane accident relative to a car accident.

 

Example 4

Angus:  Americans participate in the illusion that citizens of the United States enjoy a Constitutional right to free speech. But there is no such right and never has been.  If you think otherwise, just try yelling "I've got a bomb!" on your next  vacation.  If you don't have the stomach for that, try something less exciting, like visiting your kids' elementary school class and doing a show and tell on your favorite pornographic websites. Either way you'll find out how free this country really is.

Analysis

 Here, Angus assumes that the relevant principle is something like:  If x is speech, then x is protected by the U.S. Constitution. Although many people do seem to think the right to free speech is absolute, in reality it, like all legal principles, has exceptions. Speech intended to incite violence, or which is judged to pose a clear and present danger to others is not protected.  This does not mean there is no right to free speech, it just means the right is not absolute.

 

Example 5

  Barb:  You know, in the United States you don't have a chance of being elected president if people think you don't believe in God.   I heard on NPR this morning that 7 out of 10 voters says they won't vote for a candidate who doesn't.
 Butch:  Jeez, I really wish you wouldn't repeat that kind of crap.  I mean do you, yourself, know lots of people who say that?  I sure don't.  A person's religious views are a purely private matter.  They have nothing to do with whether someone is competent to be elected president.

Identification:  Here the generalization in question is:  If person x is a U.S. presidential candidate widely believed not to believe in God, then x will not be elected. Butch questions this generalization on the basis that neither he, nor anyone he knows holds that view.  But Butch may simply be one of the 30% of the voting public who does not hold that view, and it may be that he is acquainted mainly with people who share his views.